Morningstar Snapshots
The WAM and eSAM Custom Benchmark and Standard Morningstar Snapshots are updated as of 12-30-22.
WAM
STA Custom | STA Standard
Capital Growth Custom | Capital Growth Standard
SAB Custom | SAB Standard
Total Return Custom | Total Return Standard
Capital Guardian Standard
eSAM
Aggressive Custom | Aggressive Standard
Moderate-Aggressive Custom | Moderate-Aggressive Standard
Moderate Custom | Moderate Standard
Conservative Custom | Conservative Standard
Capital Foundation Standard
Morningstar Snapshot Guidelines:
These are Client Approved but can only be sent (mail or email) in their ENTIRETY (all 14 pages) for Compliance and are the most condensed Snapshot reports available, which include all disclosures that make them Client Approved with FINRA.
PROHIBITED:
- Representing the performance graphs and trailing returns as our own Managed Account performance
- Taking Snips of sections or sending single pages, etc.
- If mailing printed Snapshots, circling or highlighting sections/data
Client Discussions
- Morningstar Snapshots are best used to discuss current Asset Allocation of our Managed Accounts, including Style Box Analysis, Country and Sector Exposure as well as Risk & Return metrics like Beta, Standard Deviation, Duration and Average Expenses
- Best to use Average Gross Expenses when pointing out Account costs as they remove any temporary Expense Waivers funds may have in place and may not be renewed
- Most Importantly, the Performance Graphs and Trailing Returns DO NOT Represent our Managed Account Performance and should not be represented as such
***Management Fees are NOT included and the Performance Graphs and Trailing Returns assume that the current allocation was held over the entire return periods shown and that is Not the Case with any of these reports as our accounts are actively managed and we make changes to our holdings and allocations over time.***
