Broker Check

Brokerage Services

Nelson Securities, Inc., offers brokerage accounts for clients seeking investments directly in the stock market. Our clients have access to all major exchanges in both the U.S. and Canada. We offer discounted commissions and direct executions for the following investment products:

  • Common and Preferred Stocks
  • Closed-end and Open-end Mutual Funds
  • U.S. Treasury and Government Bonds
  • Investors can establish Taxable Accounts (Individual, Joint Tenant, Custodial (college savings), Trust Accounts, etc.) and/or Retirement Accounts (Traditional IRAs, Roth IRAs, SEP-IRA`s, Pension & Profit Sharing Plans, SIMPLE IRA`s, 401(k)`s, etc.).

Trading

Nelson Securities, Inc., actively trades exchange listed equity securities and over-the-counter stocks traded on NASDAQ. Our Trading Department is committed to giving its clients fast and accurate trade executions to satisfy the needs of both retail and institutional investors. Our trades are cleared through RBC Correspondent Services, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC. 

The SEC has recently adopted Rule 11Ac1-6, which requires all brokerage firms to make publicly available, reports on their order routing practices. RBC Correspondent Services is the clearing firm of Nelson Securities. In accordance with Rule 11Ac1-6, RBC Correspondent Services’ order routing statistics are available by clicking here. Nelson Securities will provide a written copy of the report(s) upon request.

This report provides information on the routing of “non-directed orders” – any order that the customer has not specifically instructed to be routed to a particular venue for execution.  For these non-directed orders, RBC Correspondent Services has selected the execution venue on behalf of its customers.

If you are interested in being contacted by Nelson Securities, Inc. regarding retail Brokerage Services, please contact Rusty Price at 800-345-7593 Ext. 144.