FOR INTERNAL USE AND NELSON SECURITIES EMPLOYEES ONLY.

Managed Account Kits

WAM Kit - 9/2023

eSAM Kit - 9/2023

NCA Kit- 8/2023

Client Briefs

Model Change Forms

WAM/eSAM Model Change FormWAM/eSAM Model Change Form- 9/2023

• must include a fee amendment if going from GRD to any other model at 1.5% otherwise it will default to 1%.

NCA model change - 1/2020

Fee Amendment

Fee Amendment Form - 9/2023