FOR INTERNAL USE AND NELSON SECURITIES EMPLOYEES ONLY.
WAM, eSAM & NCA
Managed Account Kits
WAM Kit - 3/2024
eSAM Kit- 3/2024
NCA Kit- 3/2024
**Kit not needed if funds are not staying in the account (i.e. back door roth, beneficiary distributions, etc.)
Model Change Forms
WAM/eSAM Model Change Form- 2/2024
- must include a fee amendment if going from GRD to any other model at 1.5% otherwise it will default to 1%.
NCA model change - 1/2020
Fee Amendment
Fee Amendment Form - 3/2024