FOR INTERNAL USE AND NELSON SECURITIES EMPLOYEES ONLY.
WAM, eSAM & NCA
Managed Account Kits
WAM Kit - 8/2022
eSAM Kit - 8/2022
NCA Kit - 8/2022
Model Change Forms
WAM/eSAM model change - 10/2021
- must include a fee amendment if going from GRD to any other model at 1.5% otherwise it will default to 1%.
NCA model change - 1/2020
Fee Amendment
Fee Amendment Form - 10/2017
TDA Required Disclosures
TDA Advisor Disclosure Docs - 7/2021
TDA Custodial Account Agreement - 2/2021